What licenses do I need to become a financial advisor?

I get it, the CPA exam was brutal (the EA exam isn't exactly a cakewalk either), and you're probably not terribly excited to study for more tests to become a financial advisor.

The good news? You only need ONE more license (and one exam for that license) to be able to offer financial advisory services in your tax practice.

The Series 65 license is all you'll need. This will allow you to do just about anything in the financial planning & investment space, aside from selling commission-based products.

With a Series 65, you can do any of the following:

• Execute a revenue-sharing agreement with another advisory firm for your referrals

• Manage investment portfolios as a fiduciary for a fee

• Offer financial & investment advice for a flat fee

To top it all off - the Series 65 isn't really that hard of a test. You can do this!

Contact me here for help with your questions!